The Fiduciary Oath
I shall exercise my best efforts to act in good faith and in the best interests of the client. I shall provide written disclosure to the client prior to the engagement of the advisor, and thereafter throughout the term of the engagement, of any conflicts of interest, which will or reasonably may compromise the impartiality or independence of myself or my firm.
I or any parties in which I have a financial interest do not receive any compensation or other remuneration that is contingent on any client’s purchase or sale of a financial product. I do not receive a fee or other compensation from another party based on the referral of a client or the client’s business.
What the Fiduciary Oath means to the client:
· The advisor shall always act in good faith and with candor.
· The advisor shall be proactive in disclosure of any conflicts of interest that may impact the client.
· The advisor shall not accept any referral fees or compensation that is contingent upon the purchase or sale of a financial product.
To learn more click the following link:
The Fiduciary Difference: What Consumers Should Know